-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMvXiqDObAuua23+WnTdMItOdzp8dGXeSirIjSHYLfgIFoKf8egpvN/VqzmrWNgU EWCK9hhIP4NnSeE0LAyWUw== 0000912057-01-514291.txt : 20010511 0000912057-01-514291.hdr.sgml : 20010511 ACCESSION NUMBER: 0000912057-01-514291 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010510 GROUP MEMBERS: BELSON JEROME GROUP MEMBERS: BRIANNE GOLDSTEIN GROUP MEMBERS: JACLYN BELSON GROUP MEMBERS: JONATHAN BELSON GROUP MEMBERS: JOSHUA GOLSTEIN GROUP MEMBERS: MARJORIE BELSON GROUP MEMBERS: MATTHEW BELSON GROUP MEMBERS: MAXINE BELSON GROUP MEMBERS: THE JEROME BELSON FOUNDATION GROUP MEMBERS: TOBY GOLDSTEIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47509 FILM NUMBER: 1628252 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BELSON JEROME CENTRAL INDEX KEY: 0000900685 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 495 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 2129419500 MAIL ADDRESS: STREET 1: BELSON ENTERPRISES, INC. STREET 2: 495 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10012 SC 13D/A 1 a2048730zsc13da.txt SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) NYFIX, INC. (f/k/a Trinitech Systems, Inc.) ---------------------------------------------- (Name of Issuer) Common Stock ----------------------------- (Title of Class of Securities) 896406-10-5 -------------- (CUSIP Number) Edward B. Winslow, Esq. Jacobs Persinger & Parker 77 Water Street, New York, New York 10005 212-344-1866 ---------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 7, 2001 ------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box / /. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- 2 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Jerome Belson - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* PF - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 1,360,600 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 1,360,600 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- - ----------------------------------------------------------- 3 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,360,600 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN /X/ ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.4% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------- 4 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Maxine Belson - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* PF - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 110,000 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 110,000 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- - ----------------------------------------------------------- 5 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 110,000 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.4% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------- 6 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Matthew Belson - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* PF - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 90,850 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 90,850 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- - ----------------------------------------------------------- 7 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 90,850 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.4% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------- 8 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. The Jerome Belson Foundation, f/k/a The Joseph Belsky Foundation - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* WC - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION New York - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 310,200 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 310,200 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- 9 - ----------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 310,200 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.2% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* CO - ----------------------------------------------------------- 10 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Marjorie Belson - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* PF - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 31,850 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 31,850 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- - ----------------------------------------------------------- 11 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 31,850 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------- 12 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Brianne Goldstein - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* PF - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 2,850 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 2,850 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- - ----------------------------------------------------------- 13 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,850 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------- 14 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Joshua Goldstein - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* PF - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 2,850 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 2,850 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- - ----------------------------------------------------------- 15 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,850 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------- 16 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Toby Goldstein - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* PF - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 2,850 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 2,850 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- - ----------------------------------------------------------- 17 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,850 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------- 18 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Jaclyn Belson - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* PF - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 2,850 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 2,850 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- - ----------------------------------------------------------- 19 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,850 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------- 20 SCHEDULE 13D CUSIP No. 896406-10-5 - ----------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Jonathan Belson - ----------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A (a) / / MEMBER OF A GROUP* (b) /X/ - ----------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------- (4) SOURCE OF FUNDS* PF - ----------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL / / PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) Not applicable. - ----------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------------------------------------------------------- NUMBER OF SHARES (7) SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 2,850 REPORTING PERSON -------------------------------------- WITH (8) SHARED VOTING POWER --- -------------------------------------- (9) SOLE DISPOSITIVE POWER 2,850 -------------------------------------- (10) SHARED DISPOSITIVE POWER --- - ----------------------------------------------------------- 21 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,850 shares - ----------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% - ----------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------- 22 AMENDMENT NO. 2 TO SCHEDULE 13D Schedule 13D is hereby amended as follows: ITEM 2. IDENTITY AND BACKGROUND is hereby amended by adding to such Item the following: The names and addresses of the persons filing this Schedule are: Marjorie Belson is the daughter-in-law of Jerome and Maxine Belson. Her address is 315 Ocean Parkway -Apt. 1P, Brooklyn, NY 11218. Brianne Goldstein is the daughter of Jerome and Maxine Belson. Her address is 22 A Putnam Green, Greenwich, CT 06830. Joshua Goldstein is a grandson of Jerome and Maxine Belson. His address is 5516 South Robertson - Apt. A., New Orleans, LA 70115. Toby Goldstein is a granddaughter of Jerome and Maxine Belson. Her address is 22 A Putnam Green, Greenwich, CT 06830. Jaclyn Belson is a granddaughter of Jerome and Maxine Belson. Her address is 444 East 86th Street-Apt. 12G, New York, NY 10028. Jonathan Belson is a grandson of Jerome and Maxine Belson. His address is 444 East 86th Street-Apt. 12G, New York, NY 10028. Marjorie Belson, Brianne Goldstein, Joshua Goldstein, Toby Goldstein, Jaclyn Belson, and Jonathan Belson are United States citizens. This Item 2 is further amended by amending the address of Matthew Belson, whose current address is 140 Kane Street, Brooklyn, NY 11231 ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION is hereby amended by adding to such Item the following: 23 "The aggregate purchase price of the 678,850 shares of the Common Stock of the Company purchased by Jerome Belson since January 8, 1999 (the date of Amendment No. 1 to Schedule 13D) including purchases during the 60 days prior to May 7, 2001 was $7,248,313.83, including brokerage commissions. Mr. Belson used his personal funds to purchase such shares of Common Stock. The aggregate purchase price of the 125,900 shares of the Common Stock of the Company purchased by the Foundation since January 8, 1999 including purchases during the 60 days prior to May 7, 2001 was $3,102,604.35, including brokerage commissions, which funds were from the Foundation's capital. The aggregate purchase price of the 42,500 shares of the Common Stock of the Company purchased by Maxine Belson since January 8, 1999 including purchases during the 60 days prior to May 7, 2001 was $880,565.90, including brokerage commissions. Mrs. Belson used her personal funds to purchase such shares of Common Stock. The aggregate purchase price of the 4,500 shares of the Common Stock of the Company purchased by Matthew Belson since January 8, 1999 was $34,500.00, including brokerage commissions (but excluding 850 shares received by gift from Jerome Belson on March 16, 2001 which were previously purchased by Mr. Belson at a cost of $4,993.75.) Matthew Belson used his personal funds to purchase such shares of Common Stock. The aggregate purchase price of the 10,468 shares of the Common Stock of the Company purchased by Marjorie Belson was $156,651.13, including brokerage commissions (but excluding 850 shares received by gift from Jerome Belson on March 16, 2001 which were previously purchased by Mr. Belson at a cost of $4,993.75.) Marjorie Belson used her personal funds to purchase such shares of Common Stock. The aggregate purchase price of the 2,000 shares of the Common Stock of the Company purchased by Brianne Goldstein was $62,943.50, including brokerage commissions (but excluding 850 shares received by gift from Jerome Belson on March 16, 2001 which were previously purchased by Mr. Belson at a cost of $4,993.75.) Brianne Goldstein used her personal funds to purchase such shares of Common Stock. 24 The aggregate purchase price of the 2,000 shares of the Common Stock of the Company purchased by Joshua Goldstein was $45,527.25, including brokerage commissions (but excluding 850 shares received by gift from Jerome Belson on March 16, 2001 which were previously purchased by Mr. Belson at a cost of $4,993.75.) Joshua Goldstein used his personal funds to purchase such shares of Common Stock. The aggregate purchase price of the 2,000 shares of the Common Stock of the Company purchased by Toby Goldstein was $46,171.00, including brokerage commissions (but excluding 850 shares received by gift from Jerome Belson on March 16, 2001 which were previously purchased by Mr. Belson at a cost of $4,993.75.) Toby Goldstein used her personal funds to purchase such shares of Common Stock. The aggregate purchase price of the 2,000 shares of the Common Stock of the Company purchased by Jaclyn Belson was $45,121.00, including brokerage commissions (but excluding 850 shares received by gift from Jerome Belson on March 16, 2001 which were previously purchased by Mr. Belson at a cost of $4,993.75.) Jaclyn Belson used her personal funds to purchase such shares of Common Stock. The aggregate purchase price of the 2,000 shares of the Common Stock of the Company purchased by Jonathan Belson was $48,656.18, including brokerage commissions (but excluding 850 shares received by gift from Jerome Belson on March 16, 2001 which were previously purchased by Mr. Belson at a cost of $4,993.75.) Jonathan Belson used his personal funds to purchase such shares of Common Stock." ITEM 4. PURPOSE OF TRANSACTION. The purchases of the shares reported in this Schedule 13D were made for the purpose of making an investment in the Company. Consistent with such purpose, Jerome Belson has had and expects to continue to have discussions with management of the Company concerning the Company and the investment of persons making this filing therein. Jerome Belson may also engage in such discussions with other shareholders of the Company. The persons making this filing may, in the future, purchase additional shares of the Common Stock of the Company depending on the price of the shares and circumstances at the time such acquisitions, if any, are 25 made. Alternatively, any of the persons making this filing may at any time determine to realize on such person's investment in the shares of Common Stock through the sale of the shares. The persons making this filing have no present plans or proposals to effect one or more of the transactions enumerated in paragraphs (b) to (j) of ITEM 4 of Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER is hereby amended by adding to such Item the following: "(a) As of the close of business on May 7, 2001, Jerome Belson, Maxine Belson, Matthew Belson, The Jerome Belson Foundation, Marjorie Belson, Brianne Goldstein, Joshua Goldstein, Toby Goldstein, Jaclyn Belson and Jonathan Belson beneficially owned 1,360,600, 110,000, 90,850, 310,200, 31,850, 2,850, 2,850, 2,850, 2,850, and 2,850 shares (as adjusted for stock splits), respectively, of the Company for an aggregate of 1,917,750 shares representing approximately 7.6% of the aggregate of the outstanding Common Stock of the Company (based on information from the Company's Annual Report on Form 10-K for the year ended December 31, 2000, which indicates 25,340,788 shares of Common Stock outstanding)." "(b) Under the definition of beneficial ownership in Rule 13d-3 under the Securities Exchange Act of 1934 (the "Act"), Jerome Belson may also be deemed to be a beneficial owner of the 310,200 shares of the Company owned by The Jerome Belson Foundation because Mr. Belson, in his capacity as president of the Foundation, might be deemed to have the power to dispose of and vote the shares of the Company owned by the Foundation. However, neither the filing of this statement nor any of its contents shall be deemed to construe an admission that Mr. Belson is the owner of the shares of the Company beneficially owned by the Foundation for purposes of Section 13(d) of the Act or for any other purpose." "(c) During the 60 days preceding May 7, 2001, Jerome Belson purchased shares of the Common Stock of the Company as described below. All transactions were open market purchases made on the NASDAQ National Market. 26
DATE SHARES PURCHASED PRICE PER SHARE 3/13/01 250 $24.7500 3/13/01 250 24.7500 3/13/01 250 24.8750 3/13/01 250 24.8750 3/13/01 100 25.4950 3/13/01 250 24.8750 3/13/01 250 24.8750 3/13/01 100 27.6875 3/13/01 150 28.0000 3/13/01 250 28.0000 3/13/01 250 27.8750 3/13/01 250 27.8130 3/13/01 250 28.0000 3/13/01 250 28.0000 3/13/01 250 28.0000 3/13/01 250 28.0000 3/13/01 250 28.0000 3/13/01 250 28.0000 3/13/01 250 28.0000 3/13/01 250 28.2500 3/13/01 500 28.2800 3/14/01 100 24.1200 3/14/01 150 24.3750 3/14/01 150 24.0000 3/14/01 150 23.8750 3/14/01 250 24.2500 3/14/01 250 24.0000 3/14/01 250 24.0000 3/14/01 100 24.1250 3/15/01 150 22.8930 3/15/01 200 22.8125 3/15/01 250 22.8750 3/15/01 150 22.8130 3/22/01 100 22.9375 3/22/01 100 23.0000 3/22/01 100 22.5000 3/22/01 100 22.6250 3/22/01 200 22.9375 3/22/01 200 22.9375 3/22/01 200 22.6875 3/22/01 200 22.6850 3/23/01 500 22.9620 3/23/01 100 22.8750 3/23/01 100 22.8750 3/23/01 100 22.8125 27 3/23/01 100 22.8125 3/23/01 200 22.5625 3/23/01 200 22.8750 3/23/01 200 22.7500 3/23/01 100 22.8125 3/23/01 100 22.5625 3/23/01 100 22.6875 3/23/01 100 22.7500 3/23/01 100 22.2500 3/23/01 100 22.8125 3/23/01 100 22.8750 3/23/01 100 22.7500 3/23/01 100 22.1875 3/23/01 100 22.1875 3/23/01 100 22.2500 3/23/01 100 22.3125 3/23/01 100 22.6250 3/23/01 100 22.7500 3/26/01 100 22.3125 3/26/01 100 22.3700 3/26/01 500 22.3125 3/26/01 500 22.3125 3/26/01 500 22.2500 3/26/01 100 21.8750 3/26/01 100 22.6250 3/26/01 100 22.9375 3/26/01 100 22.6875 3/26/01 100 22.1875 3/26/01 100 22.0625 3/26/01 100 22.6250 3/27/01 100 23.8750 3/27/01 200 24.0000 3/27/01 300 24.0000 3/27/01 300 24.0400 3/27/01 100 23.8750 3/28/01 250 22.7500 3/28/01 250 22.6250 3/28/01 250 22.4860 3/28/01 300 22.0000 3/28/01 300 22.2500 3/28/01 150 22.2500 3/28/01 200 22.4375 3/28/01 200 21.7500 3/28/01 250 22.3750 3/28/01 100 23.1875 3/28/01 250 22.5630 3/28/01 250 22.5630 28 3/28/01 100 22.1875 3/28/01 100 22.3750 3/28/01 100 22.4375 3/28/01 100 22.4375 3/28/01 100 22.6875 3/28/01 100 22.6875 3/28/01 100 22.5625 3/28/01 100 21.8125 3/28/01 100 21.7500 3/28/01 100 21.9375 3/28/01 100 21.8125 3/28/01 100 21.9375 3/28/01 100 22.1875 3/28/01 100 22.0625 3/28/01 250 22.6250 3/28/01 100 22.4375 3/28/01 100 22.0625 3/28/01 100 21.7500 3/28/01 100 22.1250 3/28/01 100 21.8750 3/28/01 100 21.8125 3/29/01 200 21.1850 3/29/01 200 21.2480 3/29/01 200 21.2480 3/29/01 200 20.8730 3/29/01 200 20.8730 3/29/01 200 20.8730 3/29/01 200 21.3100 3/29/01 200 21.2480 3/29/01 200 21.1850 3/29/01 200 21.3100 3/29/01 200 21.2480 3/29/01 200 21.1850 3/29/01 100 20.9950 3/29/01 100 22.9375 3/30/01 200 22.9375 3/30/01 100 22.9375 3/30/01 100 22.9375 3/30/01 100 22.8125 3/30/01 100 22.8750 3/30/01 100 22.9375 3/30/01 100 22.8750 3/30/01 500 22.1875 3/30/01 500 22.1875 3/30/01 500 22.4375 3/30/01 500 22.6875 3/30/01 600 21.8750 29 3/30/01 300 22.4375 3/30/01 300 22.7500 3/30/01 300 22.9375 3/30/01 300 22.8750 3/30/01 300 22.8750 3/30/01 400 22.8750 3/30/01 500 21.9375 3/30/01 200 22.8750 3/30/01 200 22.8750 3/30/01 100 22.1875 3/30/01 200 22.8750 3/30/01 300 21.8125 3/30/01 300 22.4375 3/30/01 300 22.4375 3/30/01 200 22.4375 3/30/01 200 22.4375 3/30/01 200 22.5000 3/30/01 200 22.8750 3/30/01 200 22.6875 3/30/01 200 22.9375 3/30/01 200 22.8125 3/30/01 100 23.0580 3/30/01 200 21.8125 3/30/01 200 21.8125 3/30/01 200 21.8125 3/30/01 200 22.0000 3/30/01 200 22.0000 3/30/01 200 22.4375 4/2/01 200 22.4375 4/2/01 200 22.8880 4/2/01 200 22.0000 4/2/01 200 21.5000 4/2/01 200 22.5625 4/2/01 200 21.8750 4/2/01 200 22.3750 4/2/01 200 22.5000 4/2/01 200 22.5000 4/2/01 100 22.2500 4/2/01 100 22.8125 4/2/01 200 22.7500 4/2/01 200 22.6250 4/2/01 200 22.6875 4/2/01 200 22.7500 4/2/01 200 22.6250 4/2/01 100 23.1250 4/2/01 100 23.0000 4/2/01 100 22.1250 30 4/2/01 100 22.0625 4/2/01 100 22.8125 4/2/01 100 22.8125 4/2/01 100 22.2500 4/2/01 100 22.3750 4/2/01 100 22.9375 4/2/01 100 22.7500 4/2/01 100 22.6250 4/2/01 100 22.6875 4/2/01 100 22.8750 4/2/01 100 23.0625 4/3/01 250 19.5000 4/3/01 300 19.3750 4/3/01 300 19.4375 4/3/01 400 19.5000 4/3/01 400 20.1000 4/3/01 500 20.0000 4/3/01 100 19.3750 4/3/01 200 19.3438 4/3/01 200 19.5000 4/3/01 200 19.8750 4/3/01 250 19.2500 4/3/01 250 19.2500 4/3/01 250 19.5000 4/3/01 250 19.5000 4/3/01 500 19.9375 4/3/01 100 19.4375 4/3/01 100 19.5000 4/3/01 100 19.8125 4/3/01 100 19.4375 4/3/01 100 20.0000 4/3/01 150 19.4380 4/4/01 5,000 18.7210 4/4/01 200 17.8125 4/4/01 200 17.5000 4/4/01 300 18.3750 4/4/01 400 18.3750 4/4/01 100 17.4375 4/4/01 100 17.6250 4/4/01 100 17.5625 4/4/01 100 17.5000 4/4/01 100 17.5000 4/4/01 100 18.2500 4/4/01 100 18.5880 4/4/01 100 17.5000 4/4/01 100 18.1875 4/4/01 100 18.1875 31 4/4/01 100 18.1875 4/4/01 100 18.1560 4/4/01 100 17.4375 4/4/01 100 17.4375 4/5/01 2,500 19.2500 4/5/01 2,500 19.9400 4/5/01 500 18.9375 4/5/01 500 19.0000 4/5/01 250 19.0630 4/5/01 100 18.8750 4/5/01 150 19.0000 4/5/01 150 19.1000 4/5/01 250 19.0000 4/5/01 250 18.9380 4/5/01 100 18.9375 4/6/01 300 17.6250 4/6/01 250 17.8750 4/6/01 250 17.8750 4/6/01 100 17.5625 4/6/01 50 18.1750 4/9/01 250 16.8400 4/9/01 250 16.8700 4/9/01 150 17.0900 4/9/01 100 16.8900 4/9/01 100 16.8900 4/9/01 150 16.8400 4/9/01 100 16.8900 4/9/01 200 16.8000 4/9/01 200 16.8900 4/10/01 250 18.4900 4/10/01 250 18.4900 4/10/01 250 18.6400 4/10/01 500 18.4900 4/10/01 500 18.6400 4/10/01 500 19.0240 4/10/01 100 18.7800 4/11/01 100 20.0000 4/11/01 150 19.6800 4/11/01 150 19.9900 4/11/01 250 19.9900 4/11/01 500 20.0000 4/11/01 500 20.0400 4/11/01 500 20.0000 4/11/01 500 20.0640 4/12/01 500 20.8300 4/12/01 500 20.4200 4/12/01 500 20.4200 32 4/12/01 500 20.2500 4/12/01 500 20.4440 4/12/01 500 19.3900 4/16/01 500 20.0000 4/16/01 500 20.2400 4/16/01 500 20.1200 4/16/01 500 20.1540 4/16/01 500 20.0000 4/17/01 3,000 20.8410 4/17/01 500 20.8300 4/17/01 500 20.8300 4/17/01 500 20.8400 4/17/01 500 20.8500 4/17/01 500 20.8940 4/17/01 500 20.8000 4/18/01 200 22.2700 4/18/01 300 22.2800 4/18/01 400 23.0000 4/18/01 100 22.6600 4/18/01 500 22.2800 4/18/01 500 22.6600 4/18/01 500 22.2600 4/18/01 500 23.0240 4/18/01 500 22.9500 4/18/01 500 22.8500 4/18/01 500 22.8500 4/18/01 500 22.9800 4/18/01 100 23.1000 4/18/01 500 22.9800 4/18/01 500 22.9800 4/20/01 600 21.8000 4/20/01 500 22.2500 4/20/01 500 22.3800 4/20/01 500 22.4500 4/20/01 500 22.4500 4/20/01 500 22.5000 4/20/01 500 22.8540 4/20/01 500 22.8300 4/20/01 400 22.5500 4/20/01 400 22.8300 4/20/01 500 21.6100 4/20/01 500 22.0800 4/20/01 500 22.1000 4/20/01 500 22.2400 4/20/01 100 21.9500 4/20/01 500 22.2500 4/20/01 100 22.8100 33 4/20/01 100 22.6300 4/20/01 200 22.5200 4/20/01 300 22.2500 4/20/01 300 22.6000 4/20/01 400 21.6900 4/23/01 500 22.2500 4/23/01 100 22.2700 4/23/01 500 22.2500 4/23/01 500 22.3400 4/23/01 500 22.2500 4/23/01 400 22.3700 4/23/01 500 21.8700 4/23/01 500 21.8700 4/23/01 500 21.8700 4/23/01 500 21.8700 4/23/01 500 22.2700 4/24/01 300 22.6800 4/24/01 500 22.3000 4/24/01 500 22.2800 4/24/01 500 22.7120 4/24/01 500 23.0240 4/24/01 500 23.0000 4/24/01 500 23.0000 4/24/01 200 22.7100 4/25/01 500 22.9800 4/25/01 500 23.0800 4/25/01 500 23.1040 4/25/01 500 23.0800 4/25/01 500 23.0400 4/26/01 400 23.1200 4/26/01 500 22.9400 4/26/01 500 23.0000 4/26/01 500 23.0000 4/26/01 500 23.0900 4/26/01 100 23.0000 4/27/01 500 23.9000 4/27/01 100 24.1800 4/27/01 200 24.2300 4/27/01 400 23.9000 4/27/01 500 23.6700 4/27/01 500 23.6700 4/27/01 100 24.3200 4/30/01 200 24.5700 4/30/01 200 24.5100 4/30/01 300 24.5200 4/30/01 500 24.5600 4/30/01 500 24.5100 34 4/30/01 500 24.5700 4/30/01 500 24.5700 4/30/01 500 24.5940 5/1/01 500 24.7500 5/1/01 500 24.7500 5/1/01 500 24.6900 5/1/01 500 24.9100 5/1/01 500 24.7500 5/2/01 500 25.2300 5/2/01 500 25.4500 5/2/01 500 25.5000 5/2/01 500 25.5000 5/2/01 500 25.3700 5/3/01 500 24.8500 5/3/01 500 24.8500 5/3/01 500 24.8800 5/3/01 500 25.2800 5/3/01 500 24.9900 5/3/01 500 24.8500 5/3/01 500 25.0000 5/3/01 500 25.0000 5/3/01 500 25.2800 5/3/01 100 24.9900 5/3/01 400 25.2400 5/4/01 500 24.6900 5/4/01 500 24.8300 5/4/01 500 24.5000 5/4/01 500 24.8300 5/4/01 500 24.8300 5/4/01 500 24.7200 5/4/01 500 24.3700
During the 60 days preceding May 7, 2001, The Jerome Belson Foundation purchased shares of the Common Stock of the Company as described below. All transactions were open market purchases made on the NASDAQ National Market.
DATE SHARES PURCHASED PRICE PER SHARE 3/9/01 200 $26.8750 3/9/01 200 26.9375 3/9/01 200 27.7500 3/9/01 200 27.7500 3/9/01 200 27.8250 3/9/01 250 27.5630 3/9/01 250 27.5630 35 3/9/01 100 27.4375 3/9/01 200 27.0000 3/9/01 200 26.7500 3/9/01 200 26.6875 3/9/01 200 26.7500 3/9/01 200 26.8125 3/9/01 200 26.8125 3/9/01 200 27.4375 3/9/01 200 27.4375 3/9/01 200 27.4375 3/9/01 200 27.4375 3/9/01 200 27.3750 3/9/01 200 27.1250 3/9/01 200 27.1250 3/9/01 200 27.0000 3/9/01 100 27.3750 3/9/01 100 26.7500 3/9/01 100 27.2500 3/9/01 100 27.5625 3/9/01 100 27.5625 3/9/01 100 27.8750 3/16/01 600 22.1250 3/16/01 600 22.2500 3/16/01 200 22.2500 3/16/01 100 22.2500 3/16/01 200 22.2500 3/16/01 300 22.1250 3/16/01 300 22.0625 3/16/01 600 22.1250 3/16/01 600 22.1250 3/16/01 200 22.0625 3/16/01 100 22.1250 3/16/01 100 22.6500 3/16/01 100 22.2500 3/16/01 200 21.8750 3/16/01 200 21.8750 3/16/01 200 21.8750 3/19/01 100 20.9375 3/19/01 100 21.4375 3/19/01 100 21.5250 3/19/01 100 21.0625 3/20/01 100 24.1875 3/20/01 100 23.4375 3/20/01 100 23.0625 3/20/01 100 22.7500 3/20/01 100 22.6875 3/20/01 100 22.9000 36 3/20/01 100 24.0000 3/21/01 100 22.6250 3/21/01 100 22.6250 3/21/01 100 22.6250 3/21/01 100 22.7750 3/21/01 100 22.6875 3/22/01 200 21.6250 3/22/01 200 23.0130 3/22/01 200 21.1250 3/22/01 200 21.1250 3/22/01 200 22.4375 3/22/01 200 22.9375 3/22/01 200 22.9375 3/22/01 200 23.1250 3/22/01 200 23.1250 3/22/01 200 20.3750 3/22/01 200 20.5625 3/22/01 200 20.6250 3/22/01 200 20.7500 3/22/01 100 21.6875 3/22/01 200 21.1250 3/22/01 200 21.1250 3/22/01 200 20.7500 3/22/01 100 21.2500 3/22/01 100 21.2500 3/22/01 100 22.2500 3/22/01 100 22.0000 3/22/01 100 22.1875 3/22/01 200 20.0625
During the 60 days preceding May 7, 2001, Maxine Belson purchased shares of the Common Stock of the Company as described below. All transactions were open market purchases made on the NASDAQ National Market.
DATE SHARES PURCHASED PRICE PER SHARE 3/15/01 200 $22.8750 3/15/01 200 23.0000 3/15/01 200 23.0000 3/15/01 200 23.0000 3/15/01 200 22.8125 3/15/01 100 23.2500 3/15/01 100 22.9375 3/15/01 100 23.2500 3/15/01 100 22.4630 3/15/01 100 23.0625 37 3/15/01 200 22.8750 3/16/01 200 22.4375 3/16/01 200 22.5000 3/16/01 200 21.9980 3/16/01 200 22.1875 3/16/01 200 22.3750 3/16/01 400 21.8750 3/16/01 400 22.0000 3/16/01 200 22.1875 3/16/01 200 22.0000 3/16/01 200 21.8750 3/16/01 200 21.8750 3/16/01 200 21.8750 3/16/01 200 21.6875 3/16/01 100 21.5000 3/16/01 200 22.6380
On March 16, 2001, Jerome Belson gifted an aggregate of 7,200 shares of Common Stock to a number of individuals including the following persons: Matthew Belson, Marjorie Belson, Brianne Goldstein, Joshua Goldstein, Toby Goldstein, Jaclyn Belson and Jonathan Belson. 38 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: May 7, 2001 /s/ Jerome Belson ---------------------------- Jerome Belson /s/ Maxine Belson ---------------------------- Maxine Belson /s/ Matthew Belson ---------------------------- Matthew Belson The Jerome Belson Foundation By: /s/ Jerome Belson ------------------------- Jerome Belson, President /s/ Margorie Belson ---------------------------- Marjorie Belson /s/ Brianne Goldstein ----------------------------- Brianne Goldstein /s/ Joshua Golstein ---------------------------- Joshua Goldstein 39 /s/ Toby Goldstein ---------------------------- Toby Goldstein /s/ Jaclyn Belson ----------------------------- Jaclyn Belson /s/ Jonathan Belson ----------------------------- Jonathan Belson 40 -----END PRIVACY-ENHANCED MESSAGE-----